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sterling consultancy

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HELPING ACCOUNTANCY PRACTICES TO PROVIDE INVESTMENT BUSINESS SERVICES FOR THEIR CLIENTS

There are two core services that we are able to offer:

COMPLIANCE SUPPORT FOR FIRMS DIRECTLY REGISTERED WITH THE FSA

Our compliance service includes:

  • Initial reviews
  • Implementation of compliance systems
  • On-going reviews
  • Helpline
  • Compliance updates

APPOINTED REPRESENTATIVES

We are able to provide an appointed representative option for accountants who do not want to be or are not able to be directly registered with the FSA.

  • The only real option for inexperienced potential advisers
  • Enables you to immediately direct your business through a separate entity
  • Still allows you to become directly regulated in the future
  • Minimises your risks and potential liabilities
  • Provides you with high level technical support from the Regulated company

Sterling House, 10 Wheatcroft Business Park, Landmere Lane Edwalton, Nottingham NG12 4DG

Tel: 0115 984 9940 Switchboard: 0115 984 9940 Fax: 0115 921 5352

e-mail: bruce@sterlingconsultancy.co.uk